Christopher Cox

Results: 488



#Item
21Private law / Corporate crime / U.S. Securities and Exchange Commission / Corporate governance / Citizens United v. Federal Election Commission / Corporation / Christopher Cox / Ralph V. Whitworth / Corporations law / Law / Business

Record Response Urges SEC To Require Disclosure Of Corporate Political Spending MintPress News By Carey L. Biron September 11, 2014

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Source URL: www.law.harvard.edu

Language: English - Date: 2014-09-23 10:16:40
22Corporations law / Corporate crime / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Corporation / Mary Schapiro / Bill Moyers / Christopher Cox / Business / Law / Private law

One Million Americans Want Corporations to Reveal Political Spending Moyers & Company By John Light September 8, 2014

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Source URL: www.law.harvard.edu

Language: English - Date: 2014-09-08 15:41:43
23Short selling / Financial regulation / Stock market / Hedge fund / Short / U.S. Securities and Exchange Commission / Convertible bond / Security / Christopher Cox / Financial economics / Finance / Investment

August 13, 2011 Via Electronic Mail Jochen Sanio President Bundesanstalt für Finanzdienstleistungsaufsicht Lurgiallee 12

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Source URL: www.managedfunds.org

Language: English
24Short selling / Financial regulation / Stock market / Short / Hedge fund / U.S. Securities and Exchange Commission / Security / Convertible bond / Christopher Cox / Financial economics / Finance / Investment

August 13, 2011 Via Electronic Mail Didier Reynders Vice-Premier Minister and Minister of Finances Ministry of Finance Rue de la Loi 12

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Source URL: www.managedfunds.org

Language: English
25Financial services / Collective investment schemes / Mutual fund fees and expenses / Institutional investors / Mutual fund / Rate of return / Financial adviser / Money market fund / Christopher Cox / Financial economics / Investment / Funds

Microsoft Word - Rule 12b-1 Letter_final_.doc

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Source URL: www.ici.org

Language: English
26Internet privacy / Government / Law / Ethics / Christopher Cox / Investor Protection and Securities Reform Act / Freedom of Information Act / Freedom of information legislation / U.S. Securities and Exchange Commission

#..SEC-23 System name: Staff Time and Activity Tracking System (STATS)--SEC. System location: Securities and Exchange Commission, Office of the Executive Director, Securities and Exchange Commission, 450 Fifth Street NW,

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Source URL: www.sec.gov

Language: English - Date: 2007-08-24 13:20:22
27Securities market / Corporate governance / Stock exchange / Financial economics / Investment / United States securities law / Christopher Cox / Regulation S-K / Stock market / Business / Finance

6th SOUTH EAST EUROPE CORPORATE GOVERNANCE ROUNDTABLE 17 February 2006 Enforcement of Corporate Governance Rules Meeting Co-Hosted by

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Source URL: www.oecd.org

Language: English - Date: 2014-07-21 01:48:04
28Financial services / Short selling / Financial regulation / Hedge fund / Short / U.S. Securities and Exchange Commission / Convertible bond / Security / Christopher Cox / Financial economics / Investment / Finance

August 14, 2011 Via Electronic Mail Steven Maijoor Chair European Securities and Markets Authority 103 Rue de Grenelle

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Source URL: www.managedfunds.org

Language: English
29Short selling / Financial regulation / Stock market / Short / Hedge fund / U.S. Securities and Exchange Commission / Security / Christopher Cox / Convertible bond / Financial economics / Finance / Investment

August 13, 2011 Via Electronic Mail Jean-Paul Servais Chairman The Financial Services and Markets Authority Rue du Congrès 12-14

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Source URL: www.managedfunds.org

Language: English
30Short selling / Financial regulation / Stock market / Hedge fund / Short / U.S. Securities and Exchange Commission / Convertible bond / Security / Christopher Cox / Financial economics / Finance / Investment

August 13, 2011 Via Electronic Mail Wolfgang Schauble Minister of Finance Bundesministerium der Finanzen Wilhelmstrasse 97

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Source URL: www.managedfunds.org

Language: English
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